December Compliance Meetings

To:             FundEX Offices, Money Concepts & Investia Branches


From:         Industrial Alliance Head Office


Subject:      December Compliance Meetings


Date:          November 7, 2008



Starting early December, we will be conducting a series of half-day year-end compliance meetings across Canada.  The purpose for these annual meetings is for us to apprise Associates on all material regulatory and policy changes, and to present the strategic initiatives that we plan to introduce/implement in 2009.


Please note that your attendance at these meetings is mandatory.  For those Associates who reside outside of the meeting centres, there will be a web-conference facility made available - details to follow.


We have selected the following dates and locations for this year’s meetings:













Please see page 2 for detailed information on each of these locations.


An important part of these meetings is to address the questions and concerns of our Associates.  However, due to the amount of information we need to share, the most efficient way for us to respond to your points of interest is to have you submit them in advance.  Please submit your questions to SOMEONE@X.COM no later than Friday November 21st 2008.


Please RSVP your intention to attend at SOMEONE@X.COM by Monday, November 10th 2008.  Should you be unable to attend any of the above compulsory meetings, kindly contact _____ directly. 


We look forward to seeing you and sharing our regulatory insights and plans for 2009!

Name Sales End Price
Toronto East - Tuesday December 2nd 9AM Ended Free
Ottawa Ended Free

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