Swimming in Dark Pools

If on-line registration is closed, please attend as a walk-in.

Over the last few years, disruptive technology has drastically changed the way stocks are traded. Dark pools, one of the largest catalysts of this change, are affecting our roles as IROs. This event is designed to provide you with an understanding of what dark pools are, why they exist and how they will affect the markets and our jobs going forward, including:

  • Do they improve liquidity or just make identifying who is buying and selling your company’s stock more difficult?
  • Do they bias the playing field in favor of hedge funds and large investors? 
  • Do they harm retail investors? 
  • How are they regulated?
  • What kind of information can dark pools provide to me as an IRO?



Scot Warren
Managing Director of Equity Indexes Products and Services, CME Group
Richard A. Herr
Director, Strategic and Business Development, Investment Technology Group


Cheryl Cargie

Senior Vice President, Head Trader, Ariel Investments

Nicole Olson
Investor Relations, Liquidnet Inc.




Name Sales End Price
NIRI-Chicago Member Ended Free
Non-Member Ended $40

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